HOYA

The National Ignition Facility (NIF) Project Response to the Hoya Requests for Information

March 19, 2001

Hoya Corporation Questions

1. Has NIF accepted these recommendations (made on page six of the DOE report dated 12/19/95)?

Yes, NIF has been designed and it will be governed consistent with these recommendations.

2. & 3. How has NIF implemented these recommendations and what evidence do you have to that affect?

The following brief history addresses these issues and others raised in your memo dated 3/16/01.

On June 29, 1994, Congressman Ronald Dellums requested that DOE resolve the question of whether the National Ignition Facility, (NIF) will aid or hinder U.S. non-proliferation efforts before proceeding with substantial budgetary commitments to construct NIF. The DOE Office of Arms Control and Nonproliferation (with no programmatic responsibility for NIF) examined NIF's nonproliferation implications and issued a final report, 12-19-95, entitled, The National Ignition Facility (NIF) and the Issue of Nonproliferation. This study concluded that, "the NIF supports the nuclear nonproliferation objectives of the United States."

This report made two specific recommendations to reduce the proliferation risk. First, it recommended that NIF use screening procedures, alongside rigorous adherence to U.S. classification guides, to reduce proliferation risk associated with foreign presence on site. Second, to "assure the American public and other countries that NIF is not contributing to vertical proliferation" the report recommended that NIF initiate "specific openness measures (i.e., transparency), especially regarding classified experiments." Vertical proliferation refers to increases in the numbers of nuclear weapons or warheads or the development of new nuclear weapons. A new nuclear weapon would typically involve a substantially new Warhead design concept or advanced weapon concept.)

On October 20, 1994, then Secretary of the Department of Energy, Hazel 0'Leafy approved the Key Decision One for the National Ignition Facility (NIF) which included establishing Key Decision One Prime, prior to authorizing the detailed design. The purpose of Key Decision One Prime was to resolve the question of whether or not the NIF will aid or hinder our non-proliferation efforts.

On December 20, 1995, Secretary O'Leary approved Key Decision One Prime indicating that NIF will support the U.S. nuclear nonproliferation objectives. This decision allowed release of construction funds for the site-independent design of NIF.

On April 15, 1996, the Science Applications International Corporation (SAIC) issued a report entitled, Transparency Measures for the National Ignition Facility,. The NIF Project Office has contracted with SAIC to identify and analyze transparency measures that would best accomplish these goals.
Transparency implies the ability to see through, as with a photographic slide or view graph. Essentially, transparency is about information and access. In the case of NIF, transparency is necessary to prove that NIF will not be used for vertical proliferation, that NIF will not violate any U.S. arms control and nonproliferation laws, policies, and international obligations.

The SAIC report stated, "There is a fundamental transparency inherent in NIF's role as a major international science research center for basic physics and inertia1 fusion energy. Collaboration on basic energy and physics research will bring many scientists, both foreign and domestic, to NIF. International collaboration on ICF was recommended by several U.S. science advisory panels and became possible when the United States declassified almost all ICF research. While the presence of foreign scientists and American scientists without security clearances is a potential proliferation risk, it also is, de facto, a transparency measure. Their access to the facility, participation in non-weapons ICF research, and publication of results will help inform the broader scientific community, both domestic and international, about NIF's programs and technical capabilities. This study assumes those inherent transparencies as a starting point and builds upon them."

4. Have specific procedures been established so the Administration and Congress can ensure that the weapons laboratories are not engaging in research and development at NIF that encourages vertical proliferation."

Yes, since the beginning of NIF. Most recently, on December 15, 2000, when Dr. David Crandall, Assistant Deputy Administrator for Research, Development and Simulation in the U.S. Department of Energy, assigned George Miller as the National NIF Director, the responsibility of coordinating the national users effort for NIF. In that capacity, Miller is developing a NIF Governance plan. He has formed a national committee to advise him on this plan. By agreement between the DOE and LLNL, the plan developed will include provisions to assure that U.S. nonproliferation goals are satisfied through measures examined in the above studies.

5. Is the NIF oversight part of any public process: Congressional hearings for new appropriations, periodic meetings and reviews?

Yes, NIF has undergone continual reviews from a variety, of organizations, including the National Academy of Sciences, the Department of Energy, the university of California, the Secretary of the Energy Advisory Board, the General Accounting Office, and the Lawrence Livermore National Laboratory. The independent experts conducting these reviews include some with expertise in nonproliferation issues. All reviewers had access to all NIF information, including plans for classified experiments.

6. In the original funding for NIF construction, did Congress specify any conditions related to nuclear proliferation?

Yes, as explained in the brief history above.

7. - 9. These questions relate to openness measures, especially regarding classified and unclassified NIF experiments: Have specified procedures been established? Will the remaining 80% of experiments be devoted to energy and science experiments? Can LLNL confirm that 80% of the work will be devoted to peaceful applications?

NIF is a means of understanding basic science that occurs in astrophysical phenomena like the stars, planets, black holes, and nuclear weapons. In this context, both classified and unclassified NIF experiments can contribute to a better understanding of nuclear weapons physics. This same basic science furthers our understanding of many topics including inertial fusion energy. The end use of the science is different, but the science is the same. It is important to remember, however, that NIF supports the safety and reliability of our Stockpile Stewardship Program and is essential to U.S. acceptance of the Comprehensive Test Ban.

10. Would someone at LLNL be willing to state formally that NIF can not be used to destructive purposes?

NIF is not a means of developing nuclear weapons. It is not a weapon. It is a research tool that will help scientists better understand nuclear weapons, fusion energy, and the origins of our universe. NIF will be used for constructive purposes: to maintain the safety and reliability of our nuclear stockpile without nuclear testing; to take us closer to harnessing a safe, clean, abundant form of energy; and, to unlock the secrets of the origins of the universe.

Bruce E. Warner
Deputy Associate Director (Acting)
National Ignition Facility Programs
phone: 925-422-9237
fax: 925-423-5957
e-mail: warner2@llnl.gov